The purpose of the course is assist you in developing a basic understanding of compliance practices, the regulatory environment and the various regulations that govern the banking industry.
On successful completion of this short course, you will able to:
- Understand the concept of risk management.
- Outline different compliance techniques.
- Explain the main tasks performed by a compliance officer in the banking environment.
- describe the risks associated with non-compliance or non-activity
- explain the relationship between fiduciary responsibility and personal liability
- explain how liabilities could arise within the organisation
- investigate evidence of compliance or non-compliance in an organisation
- identify the policies and procedures related to a business process
- describe the legislation that impacts on the business within an industry
- analyse and quantify consequences of fiduciary risk in a specific situation
- propose a solution to manage fiduciary risk in a specific situation
- describe a specific sector in relation to provincial and national government with regard to the leader’s role
- analyse the legislative framework impacting on a specific sector
- apply creative problem-solving techniques to resolve sector policy issues
- differentiate between the roles of the leader and the official in policy development and implementation
- This course has no admission requirements.
- A good level of English reading and writing proficiency is required.
Students need to complete the following process in order to register for this course.
Before applying, be sure that you:
- meet the minimum entry requirements as per the course programme brochure.
- adhere to the admission closing dates as per the course programme timetable.
- have all required documentation available as set out in the course program brochure.
Contact our student service centre at 086 999 0001 where a consultant will gladly assist you by completing your admission application on your behalf.