Compliance in the banking industry (Online)

Compliance in the banking industry (Online)

Develop a basic understanding of compliance practices, the regulatory environment and the various regulations that govern the banking industry.

About

The purpose of the course is assist you in developing a basic understanding of compliance practices, the regulatory environment and the various regulations that govern the banking industry. 


OUTCOMES

On successful completion of this short course, you will able to: 

  • Understand the concept of risk management.
  • Outline different compliance techniques.
  • Explain the main tasks performed by a compliance officer in the banking environment.
  • describe the risks associated with non-compliance or non-activity
  • explain the relationship between fiduciary responsibility and personal liability
  • explain how liabilities could arise within the organisation
  • investigate evidence of compliance or non-compliance in an organisation
  • identify the policies and procedures related to a business process
  • describe the legislation that impacts on the business within an industry
  • analyse and quantify consequences of fiduciary risk in a specific situation
  • propose a solution to manage fiduciary risk in a specific situation
  • describe a specific sector in relation to provincial and national government with regard to the leader’s role
  • analyse the legislative framework impacting on a specific sector
  • apply creative problem-solving techniques to resolve sector policy issues
  • differentiate between the roles of the leader and the official in policy development and implementation
Requirements

ADMISSION REQUIREMENTS

  • This course has no admission requirements.
  • A good level of English reading and writing proficiency is required. 
How to apply

Students need to complete the following process in order to register for this course.

Before applying, be sure that you:

  1. meet the minimum entry requirements as per the course programme brochure.
  2. adhere to the admission closing dates as per the course programme timetable.
  3. have all required documentation available as set out in the course program brochure.
OR

Contact our student service centre at 086 999 0001 where a consultant will gladly assist you by completing your admission application on your behalf.

Upon successful admission, you will receive a confirmation SMS and email, as well as login details to access myMilparkmyMilpark, our online student environment.