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School of Financial Services

First Level Regulatory Exam Support for Representatives (Online)

Are you needing to write the First Level Regulatory Exam for FSPs & Key Individuals (RE1) or Representatives (RE5)?

Why not give yourself an extra boost of confidence by completing Milpark Education’s comprehensive  preparatory programmes? Not only will you feel confident about your knowledge, but you will also be competent in applying it! 

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About the Programmes
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FIRST LEVEL REGULATORY EXAM SUPPORT FOR FSPs (Sole proprietors) AND KEY INDIVIDUALS (RE1)

SIX-WEEK ONLINE SHORT PROGRAMME 

The PROGRAMME has been carefully structured into a six-week programme that breaks up the sixteen tasks and associated qualifying criteria required for the RE1 exam into small, manageable portions.

During each week of the programme, students will cover sections of the study material, and actively engage in their learning and preparation by completing multiple self-assessment. Some weeks may also include recordings to explain more advanced concepts.

The Programme focuses on both the content required in terms of each of the tasks and on examination techniques, i.e., the approach to answering multiple choice questions. This online Programme provides all study material in electronic format; however, students have the option to register separately.

The First Level Regulatory Exam Support for Representatives (Online) will enable you to:

  • act in accordance with the FAIS Act
  • help you maintain your FSP license
  • adhere to specific obligations in terms of the relevant code of conduct and other subordinate legislation
  • apply knowledge of financial products
  • understand the consequences for representatives who act fraudulently or have committed any other act that could lead to debarment
  • align execution of duties and actions with the compliance requirements
  • carry out proper record-keeping activities
  • adhere to the requirement of FICA and other relevant anti-money laundering legislation, as it applies to the FSP.

Options:

  1. Online Short Course: Regulatory Examination Support for FSPs and Key Individuals (RESFK1-OS) – 6 weeks (this includes the study material in the row below)
  2. Study material
  3. Three electronic practice exams
  4. Two-day online workshop

*Each of the above is a separate offering, for example, you can purchase the three electronic practice exams for RE1, and only that. Or add to it the study material, etc.

 

Click here to register online

 

FIRST LEVEL REGULATORY EXAM SUPPORT FOR REPRESENTATIVES (RE5)

FOUR-WEEK ONLINE SHORT PROGRAMME 

The first level Regulatory Examination (RE) is one of the competence requirements in terms of the fit and proper regulations of the FAIS Act. The regulatory examinations aim to test knowledge in relation to the FAIS Act, subordinate legislation, codes of conduct and legislation relevant to money laundering.

All financial services providers, representatives and key individuals are impacted by these examinations, which are conducted by approved examining bodies.

Milpark Education offers various support options for the regulatory examinations. You may select any option, or a combination of options, to suit your individual need.

Options:

  1. Online Short Course: Regulatory Examination for Representatives (RESR1L-OS) – 4 weeks (this includes the study material in the row below)

  2. Study material
  3. Three electronic practice exams
  4. Two-day online workshop

*Each of the above is a separate offering, for example, you can purchase the three electronic practice exams for RE5, and only that. Or add to it the study material, etc.

 

Click here to register online